Analyst - Compliance, Trade Monitoring & Surveillance

About Us

The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. The firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Bangalore, Hong Kong and other major financial centers around the world.

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.

Functional Responsibilities

• Review and Oversight of Controls
• Review of surveillance exceptions with Business Personnel and Compliance Officers.
• Ensure that surveillance reviews are being performed properly from a qualitative and timeliness perspective.
• Oversight of exception reviews generated by detective controls.
• Identify enhancements to existing controls.
• Test the integrity of system controls and surveillance reports by participating in testing programs and validating test results.
• Participate in periodic risk assessments. Development of Controls
• Partner with Business Personnel, Compliance Officers, and Compliance Technology to develop and/or enhance system controls, surveillances and associated procedures and training.